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Banks and Broker-Dealers

BNY Mellon has a full range of investment services to help.

Rely on Our Broad Expertise to Help You Manage Your Evolving Needs

For decades, BNY Mellon has helped Banks and Broker-Dealers strategically move, manage and secure assets in markets around the world. We offer sophisticated securities financing tools and global clearing and settlement capabilities to give you proven and reliable operational support. Our innovative technology-driven capabilities allow us to deliver the operational efficiency and solutions to regulatory complexities that Banks and Broker-Dealers rely on to power their success.

Your Opportunities

Access Global Markets

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Benefit from global trading and execution for a wide array of asset classes.

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Tap into our extensive global clearing and settlement network in more than 100 markets.

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Get easy access to global custody and accounting services through our single multi-currency platform.

Increase Efficiency

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Improve capital efficiency through balance sheet optimization.

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Get superior operational support from our robust clearing and collateral management services.

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Optimize your ability to collateralize transactions, enhance returns and facilitate liquidity with our securities financing tools.

Navigate Regulations

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Let us give you the tools to guide you through the regulatory changes driving collateral management, liquidity and business processes.

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Use our straight-through processing solutions to help maximize efficiency while measuring and managing risk.

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Mine our understanding of regulatory guidelines to help put formal risk management programs in place.

Optimize Balance Sheets

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Get help analyzing your capital and liquidity needs to develop strategies to align to your business model with new regulations.

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Leverage our investment management strategies to help you deploy capital more strategically.

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Aggregate and optimize collateral across multiple products, custodians and financing platforms.

Industry Perspectives

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A Closer Look at Bond Connect

In July 2018, BNY Mellon hosted a live audio webcast, A Closer Look at Bond Connect. Magdalene Tay and experts from Bloomberg reviewed the scheme, one year post-launch. They shared insights on the impending global bond indices inclusion, the challenges and opportunities for foreign investors.

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Navigating the Changing Collateral Solutions Market

New regulations will require Banks and Broker-Dealers to identify, mobilize and move collateral to collateralize their exposures with their counterparts. Learn how our experts are positioned to help clients navigate the changing market.

Our Thinking

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Open Banking: What's Certain, What's Not

Open banking brings great promise — and new questions — for banks and customers alike.

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Rethinking the Client Payment Experience

Discover how the use of new and advanced technologies can be leveraged to deliver a superior client experience.

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Reinventing Payments in an Era of Modernization

Advances in technology have opened the door for banks to collaborate in pursuit of their clients’ desire for a global real-time payment experience. But is collaboration the best path if it means teaming up with competitors?

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The Future of Wholesale Funding Markets — A Focus on Repo Markets Post U.S. Tri-party Reform

This paper provides market insight and explains regulatory reform to help you better develop and execute your strategies moving forward.

Our Capabilities

Asset Servicing

Through our global reach, expertise, breadth of services and innovative technologies, we deliver impactful strategies and knowledgeable insights that can help you make intuitive decisions at every phase of your investment process.

Services


Broker-Dealer Services

Broker-Dealer Services helps clients unlock value from their securities holdings by developing the innovative technologies, solutions and client services that make a difference in an evolving marketplace.

Capital Markets U.S.

BNY Mellon Capital Markets, LLC provides debt and equity underwriting services across public and private markets. We also act as an equity market maker in selected securities and are active in fixed income markets. BNY Mellon Capital Markets, LLC is a wholly-owned non-bank subsidiary of The Bank of New York Mellon Corporation (BNY Mellon) and a member of FINRA and SIPC.

Services


Collateral Management and Segregation

As you navigate market changes and assess the impact on your business, leverage our vision and capabilities to help you seize new opportunities.

Corporate Trust

Corporate Trust is our core business and competency, and we take our commitment to remain unbiased seriously. We utilize our global footprint to deliver a full range of issuer and related investor services across a wide array of program types.

Services


Depositary Receipts

On stock exchanges throughout the world, we provide extensive access to depositary receipts (DRs). We are ranked #1 among depositary institutions in capital raising, trading volumes and trading values.

Foreign Exchange

Our technology is designed to offer productivity tools, help mitigate operational risks and provide access to local liquidity.

Liquidity Services

Liquid alternatives are one of the fastest growing segments of the market as managers create products to satisfy investor demands.

Pershing

Pershing and its affiliates provide a broad suite of global financial business solutions to advisors, broker-dealers, family offices, hedge fund and ’40 Act fund managers, registered investment advisor firms and wealth managers. Pershing serves approximately 1,500 clients from 23 offices worldwide.

Services


Prime Brokerage

Looking to grow your hedge fund, liquid alternative fund or alternative asset business—while also managing risk? You need a strong prime broker who is committed to this business and provides unwavering support.

Securities Finance

Securities financing tools to source liquidity, borrow securities, and lend securities to help enhance portfolio returns.

Treasury Services

Combining leading treasury solutions with industry expertise to help organizations optimize cash flows, maintain liquidity, manage risk and move money across the globe.

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Wealth & Estate Planning

Wealth planning is about much more than retirement or wealth transfer, it’s about fully realizing your personal goals and vision. We bring more than two centuries of experience to bear with the expertise to achieve your vision.

Contact Us

Do you want to know more about how BNY Mellon helps Banks and Broker-Dealers?
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